Rosenberg alleges GPB Capital Holdings violated dealership franchise agreements by firing him. The Sonn Law Group is investigating allegations that brokers have recommended investments in[...]
Broker / Advisor Investigations
Waller allegedly shared customers’ material non-block order information with one of his most significant customers on the same side of the market. The Sonn Law[...]
Burroughs is facing a maximum of 20 years in prison after his guilty plea. The Sonn Law Group is investigating allegations that Lester Burroughs committed[...]
Eugene Gordon allegedly allowed a client to direct trades in her husband’s account. The Sonn Law Group is investigating allegations that Eugene Gordon committed misconduct.[...]
Peter Monson is facing an investigation by FINRA concerning allegations of churning. The Sonn Law Group is investigating allegations that Peter Monson committed misconduct. If[...]
Woodard is currently the subject of six customer complaints. The Sonn Law Group is investigating allegations that Kurt Jackson committed misconduct. If you or a[...]
Jackson has been the subject of two customer complaints over the course of his career. The Sonn Law Group is investigating allegations that Kurt Jackson[...]
Ronald Roach has been accused of having a role in a Ponzi scheme that defrauded investors of about $1 billion. The Sonn Law Group is[...]
Murry Shapero was also fined $20,000 by his employer based on the same allegations. The Sonn Law Group is investigating allegations that Murry Shapero committed[...]
Leon Almeida is accused of misrepresenting a variable annuity in 2016. The Sonn Law Group is investigating allegations that Leon Almeida committed misconduct. If you[...]