David Kendrick was accused of participating in an investment club without disclosing his involvement with his firm. The Sonn Law Group is investigating allegations that[...]
Broker / Advisor Investigations
Gerald Eaton was being investigated by FINRA following allegations that he was terminated for fraudulently facilitating distributions from clients’ accounts. The Sonn Law Group is[...]
Robert Genito, Formerly of PFS Investments, Barred by FINRA Following Refusal to Provide Information
Robert Genito was under investigation by FINRA following allegations that he participated in an outside business activity without the approval of his firm. The Sonn[...]
The broker was accused of misrepresentation and unsuitable recommendations. The Sonn Law Group is investigating allegations that Hannah Peterson Weber committed misconduct. If you or[...]
Michael Collins was accused of participating in the transactions without providing notice to his member firm. The Sonn Law Group is investigating allegations that Michael[...]
Allegations state that Randhahn sold Woodbridge promissory notes to five investors without the approval of Sigma Financial. The Sonn Law Group is investigating allegations that[...]
Lockett was also fined $5,000 on top of his 45-day suspension. The Sonn Law Group is investigating allegations that Brian Lockett committed misconduct. If you[...]
John Hoagland accepted sanctions by FINRA after facing customer complaints alleging unauthorized activity. The Sonn Law Group is investigating allegations that John Hoagland committed misconduct.[...]
Justine Zhou was terminated for unauthorized outside business activities involving a private securities transaction. The Sonn Law Group is investigating allegations that Justine Zhou committed[...]
Philip Sparacino was being investigated for allegations that he engaged in unauthorized, excessive, and unsuitable trading. The Sonn Law Group is investigating allegations that Philip[...]