Timothy Millis allegedly recommended unsuitable investments to several customers between 2015 and 2018. The Sonn Law Group is investigating allegations that Timothy Millis committed misconduct.[...]
Broker / Advisor Investigations
Lance Armstrong was discharged from Raymond James for allegedly soliciting and accepting loans from customers. The Sonn Law Group is investigating allegations that Lance Armstrong[...]
Tariq Sales was named in a customer dispute seeking almost $500,000 in damages. The Sonn Law Group is investigating allegations that Tariq Sales committed misconduct.[...]
John Santariello is the subject of a customer dispute seeking over $300,000 in damages. The Sonn Law Group is investigating allegations that John Santariello committed[...]
Richard Pittman is the subject of a customer dispute seeking $150,000 for alleged unsuitable investment recommendations. The Sonn Law Group is investigating allegations that Richard[...]
Marosa Linan Abrego failed to appear for testimony in connection with FINRA’s investigation into whether she misappropriated funds. The Sonn Law Group is investigating allegations[...]
Jason LeBlanc was ordered to pay back clients who bought promissory notes in a coffee shop co-owned by his wife. The Sonn Law Group is investigating[...]
David Jose Lugo is the subject of numerous customer complaints, many of which are still pending. The Sonn Law Group is investigating allegations that David Jose[...]
David Ferwerda was being investigated by FINRA for participation in sales of notes related to a group of unregistered investment companies The Sonn Law Group[...]
GPB Capital is facing allegations that it used money from new investors to pay older investors. The Sonn Law Group is investigating allegations that GPB[...]