Greg McKinney failed to comply with FINRA’s requests for information and documents relevant to its investigation into his activities. The Sonn Law Group is investigating[...]
Broker / Advisor Investigations
The AIG subsidiary specializes in retirement plans for schools, colleges, and not-for-profit organizations. The Sonn Law Group is investigating allegations that Variable Annuity Life Insurance[...]
Christopher Kozak consented to sanctions including a six-month suspension from associating with any FINRA member firm and a $10,000 fine. The Sonn Law Group is investigating[...]
Paul Smith is facing allegations from numerous investors that he conducted a fraudulent scheme. The Sonn Law Group is investigating allegations that Paul Wescoe Smith[...]
Kim Kopacka allegedly enabled her husband, who was barred by FINRA 20 years ago, to continue doing securities transactions from 2002 to 2016. The Sonn Law[...]
Trevor Rahn was terminated by JP Morgan in 2018 following two settled customer disputes. The Sonn Law Group is investigating allegations that Trevor Rahn committed[...]
William Foster was named in a dispute seeking over $400,000 for allegedly misrepresenting returns from a variable annuity. The Sonn Law Group is investigating allegations that[...]
Alan Appelbaum was named in a dispute seeking $1.8 million in damages for alleged unsuitable investment recommendations. The Sonn Law Group is investigating allegations that[...]
Steven Netzel is the subject of a customer dispute seeking $300,000 in damages. The Sonn Law Group is investigating allegations that Steve Netzel made unsuitable recommendations.[...]
Genevieve Mar has been the subject of four customer disputes throughout her career, two of which are still pending. The Sonn Law Group is investigating allegations[...]