Paul Pitsironis allegedly transmitted more than $400,000 from a client’s account to his own. Did you lose money investing with Apostolos (Paul) Pitsironis? Under FINRA Rules,[...]
Broker / Advisor Investigations
Currently involved in a pending dispute alleging misrepresentation of variable annuities Did you lose money investing with Bernie Adair? Under FINRA Rules, brokerage firms are[...]
Barred for refusing to furnish documents and information around his alleged theft Did you lose money investing with Michael Barry Carter? Under FINRA Rules, brokerage firms[...]
Discharged from MML for diverting customer funds for his own use Sonn Law is investigating Former MML Investors Services Broker Timothy Johnson. We represent investors in[...]
Suspended after an investigation revealed Mr. Savell had participated in private securities transactions Sonn Law is investigating Former LPL Financial Broker Eric Savell. We represent[...]
The broker is currently involved in a customer dispute alleging unsuitable investments in GPB Capital which caused significant losses. The Sonn Law Group is investigating[...]
Broker Michael Fasciglione is Accused of Offering Unsuitable GPB Capital Holdings Investments The Sonn Law Group is currently investigating claims involving Michael Fasciglione and GPB[...]
Allegedly Converted Funds from Elderly Widow Did you lose money investing with Jesse Gil? Under FINRA Rules, brokerage firms are liable for their brokers’ misconduct and[...]
Has two disclosures in FINRA record including fraudulent activity and providing false and misleading information Did you lose money investing with Thomas Johnson? Under FINRA[...]
Involved in the sale of securities offered by GPB Capital Holdings Sonn Law is investigating Former Kalos Capital Brokers Frederick Baerenz and David Sweat. We represent[...]