Investors Allege that Matthew Buchsbaum Failed to Disclose Material Risks and Made Unsuitable Investment Recommendations Our securities fraud lawyers are investigating claims involving financial Matthew[...]
Broker / Advisor Investigations
Customer complaints of misrepresentation and unsuitability Did you lose money investing with Michael Dawson? Under FINRA Rules, brokerage firms are liable for their brokers’ misconduct[...]
Refused to provide documents and information requested by FINRA Did you lose money investing with Robert Montes? Under FINRA Rules, brokerage firms are liable for their[...]
Five disclosers have been filed for unsuitability and excessive trading of common and preferred stock Did you lose money investing with Debra Bourne? Under FINRA[...]
Discharged from Kestra following allegations that he violated firm policy and then barred for refusal to comply with FINRA investigation Sonn Law is investigating Former[...]
Discharged from R.M. Stark & Co in 2019 for allegations of inappropriate and unsuitable investment recommendations Did you lose money investing with Thomas Marino? Under[...]
Did you lose money investing with Pedro Gonzalez-Seijo or Transamerica Financial Advisors? Under FINRA Rules, you may be able to recover your investment through FINRA[...]
Top executives at the brokerage firm allegedly sold unsuitable complex and high-risk investments to investors from 2007 through 2012 Did you lose money or receive unsuitable[...]
Did you lose money investing with Michael Packman or Axiom Capital Management? Contact Sonn Law Group today or call us at 866–827–3202 to set up[...]
Lengthy History of Allegations of Professional Misconduct Did you lose money investing with Sylvester Knox? Contact Sonn Law Group today or call 866–827–3202 to schedule[...]