Last month, Merrill Lynch paid out $40 million on a customer dispute, also filed against Mr. Kenahan Did you lose money investing with Charles Kenahan? Contact[...]
Broker / Advisor Investigations
Daniel Soliman, Formerly of JP Morgan, Barred From FINRA for Failing to Participate in Investigation
Worked for Three Expelled Firms Did you lose money investing with Daniel Soliman? Contact Sonn Law Group today or call 866–827–3202 to schedule a free consultation[...]
Discharged for Violation of Firm Policy Did you lose money investing with Roman Corona? Contact Sonn Law Group today or call 866–827–3202 to schedule a free[...]
An apparent misunderstanding about the broker’s external accounts led first to his discharge from the Firm and then to the FINRA bar Did you lose money[...]
The request came during an investigation into potential misconduct surrounding private securities transactions If you lost money investing with CV Brokerage or Brenda Ann Smith,[...]
The broker is currently being an investigation by the Kentucky Department of Financial Institutions for receiving undue compensation Did you lose money investing with Mark[...]
Barred for failing to provide requested FINRA information Did you lose money investing with Derrick Trussell? Contact Sonn Law Group today or call 866–827–3202 to[...]
Barred from Finra for allegedly accepting loans from clients If you’ve lost money investing with James Bylenga or LPL Financial, you may have a claim. Contact[...]
Barred from Finra for alleging unauthorized trading, trading frequency, and overconcentration If you’ve lost money investing with James Booth, you may have a claim. Contact[...]
Barred from Finra for receiving customer loans and altering documents If you’ve lost money investing with James Booth, you may have a claim. Contact Sonn[...]