Five complaints have been filed against Mr. Byrd since 2014 Did you lose money investing with William Byrd? Contact Sonn Law Group today or call 866–827–3202[...]
Broker / Advisor Investigations
Former Broker Timothy Norris Has Industry Bar Vacated, but Suspension Remains in Effect The Sonn Law Group is actively investigating claims involving former BMO Harris broker[...]
Customer disputes against Canterbury allege unsuitable investments in GPB Capital. If you’ve lost money investing with Kevin Canterbury or GPB Capital, you may have a claim.[...]
Suspended by FINRA for selling promissory notes without permission If you’ve lost money investing with Jeffrey Schwebach or Independent Financial Group, you may have a[...]
Mr. Storms changed the answers to over 500 questions in order to avoid the required follow-up work, according to the complaint Under FINRA rules, member[...]
The 72-year-old former broker was also ordered to pay over $7 million in restitution If you’ve lost money investing with Dennis Gibb or Sweetwater Investments,[...]
Barred by FINRA for allegedly misappropriating client funds OCTOBER 1, 2019 UPDATE: James Booth has been charged with operating a Ponzi scheme by the SEC. Click[...]
The New Jersey Bureau of Securities discovered that the broker had defrauded an elderly couple after befriending them Did You Experience Losses Investing with Michael Siegel?[...]
Barred from FINRA for allegations of theft, misrepresentation, unsuitability, fraud, churning, and unauthorized trades If you’ve lost money investing with Michael Alan Siegel or National[...]
Suspended by FINRA for selling promissory notes without the permission If you’ve lost money investing with William Gennity or Standard Financial, you may have a[...]