FINRA Barred Anthony Johnson From the Securities Industry At the Sonn Law Group, we are investigating claims involving former securities industry professional Anthony Johnson. If[...]
Broker / Advisor Investigations
Former NYLIFE Securities Broker is Accused of Selling Worthless Woodbridge Mortgage Notes to Investors At the Sonn Law Group, we are investigating claims involving former[...]
We are Investigating Former Raymond James Broker Mark Tudor for “Selling Away” At the Sonn Law Group, we are investigating claims related to former Raymond James[...]
Christopher Marnelego is Accused of Making Unsuitable Investment Recommendations At the Sonn Law Group, we are currently investigating claims involving former registered broker Christopher Marnelego.[...]
Randy Rondberg, Marcus Bray, Andrew Costa, and Claude Moseley Have Been Barred From Participating in Stock Offerings Did You Lose Money Investing with Woodbridge Securities?[...]
Former Founders Financial Securities Broker Bruce Worthington is Under Investigation for Misappropriation of Funds The Sonn Law Group is actively investigating claims that former broker Bruce[...]
We are Investigating Winfield Capital Partners, LP and its Principals Richard W. Hartnett and Taryn E. Hartnett Did you lose money investing with Winfield Capital Partners,[...]
27 Year Industry Veteran Barred By FINRA for Failing to Comply with an Arbitration Award The Sonn Law Group is actively investigating claims involving former[...]
Former Charles Schwab Broker Tywan Bishop Allegedly Violated the Firm’s Business Conduct Policy The Sonn Law Group is actively investigating claims involving former Charles Schwab broker[...]
UBS Broker Suspended by FINRA for Failing to Provide Information The Sonn Law Group is actively investigating claims involving former UBS broker and investment advisor[...]