Broker / Advisor Investigations

Investigation of Former Wisconsin Broker Valerie Ness

Jeffrey Sonn
May 25, 2019

Former Securities Professional Valerie Ness Was Barred By FINRA At the Sonn Law Group, we are interested in speaking to investors who suffered major losses working[...]

SEC Fines North Carolina RIA Stephen Brandon Anderson More Than $500,000 for Overcharging Investors

Jeffrey Sonn
May 13, 2019

Stephen Brandon Anderson Owned and Operated the Now Defunct RIA Firm River Source Wealth Management The Sonn Law Group is investigating claims that RIA Stephen[...]