Citigroup must pay couple $3.1 million for not overseeing broker: panelBy Suzanne BarlynSeptember 16, 201310:44 PM EDTUpdated September 16, 2013 October 16, 2012. REUTERS/By Suzanne[...]
finra attorney
The Financial Regulatory Authority (“FINRA”) has reported on its BrokerCheck website that WILLIAM CALEB BENNETT was terminated from employment at PARK AVENUE SECURITIES LLC.The FINRA[...]